ODFI Audit Checklists for Originators & Third-Party Senders
Updated to 2017 Rules requirements, this tool contains a series of ODFI Audit Checklists providing an efficient tool for ODFIs to gauge their Originators/Third-Party Senders understanding and compliance to the NACHA Operating Rules. These checklists can be completed by financial institution staff or sent to the Originator and/or Third-Party to complete on its own then return to the ODFI. Each Audit Checklist is a fillable PDF form for each ACH application. Complete or send the forms that are specific to the ACH entries your institution originates.